Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brent? Claim Your ProfileBrent Giese is a financial advisor with over 30 years of experience in the industry. Currently, Brent is registered with Daiwa Capital Markets America Inc. Brent has previously held positions at JANNEY MONTGOMERY SCOTT LLC, MOUNTAIN VIEW SECURITIES, LLC, BEAR, STEARNS & CO. INC., UBS SECURITIES LLC, and J.P. MORGAN SECURITIES INC. Brent is licensed to provide investment advice in all 50 states and holds Series 7, 24, and 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
06/27/2011 - Present
Daiwa Capital Markets America Inc. (NEW YORK NY)
NY
03/18/2010 - 06/08/2011
JANNEY MONTGOMERY SCOTT LLC (NEW YORK NY)
NY
02/10/2009 - 04/06/2010
MOUNTAIN VIEW SECURITIES, LLC (NEW YORK NY)
NY
04/15/1998 - 06/12/2008
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NY
06/12/1992 - 03/17/1998
UBS SECURITIES LLC (NEW YORK NY)
NY
02/23/1988 - 06/19/1992
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
BC
Issued 03/08/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/10/2021
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/20/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
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