Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brent? Claim Your ProfileBrent Carroll is a financial professional with over 30 years of experience in the industry. Brent has a strong background in securities and investment advisory services. Brent has been registered with Planmember Securities Corp. since 2001 and previously worked with Washington Square Securities, Inc. and Andrick Securities Corp.. Brent is licensed to provide investment advisory services in California, Arizona, Nevada, Florida, Washington, Idaho, Utah, Virginia, North Carolina and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Provides investment supervisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CA
07/31/2001 - Present
Planmember Securities Corp. (LA QUINTA CA)
CT
05/02/1996 - 06/09/1999
WASHINGTON SQUARE SECURITIES, INC. (WINDSOR CT)
CA
01/09/1991 - 03/12/1996
ANDRICK SECURITIES CORP. (LOS ANGELES CA)
BC
Issued 06/28/2005
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 12/26/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/08/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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