Invested Better
Unclaimed

Unclaimed

Unclaimed

Brent William Braaksma

Cabot Lodge Securities LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Brent? Claim Your Profile

About Brent William Braaksma

Brent William Braaksma is a financial advisor with Cabot Lodge Securities LLC. Brent has been in the financial services industry since 2002. He is registered in Michigan, Indiana and Iowa. Brent holds the Series 6, 7, 63 and 66 licenses and the SIE designation. Brent has been associated with Cabot Lodge Securities since 2019. Prior to that, Brent worked for IFS Securities, LPL Financial LLC, Edward Jones, J.J.B Hilliard, W.L. Lyons, LLC, and Fifth Third Securities, Inc.

Firm Information

Brent Braaksma is currently registered with Cabot Lodge Securities LLC. Cabot Lodge Securities LLC is a Limited Liability Company formed in October 2011 and is registered in all 50 states and the District of Columbia. The firm has been subject to two Regulatory Events and one Arbitration disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

30

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Brent Braaksma’s Registration & Firm History

MI

11/19/2019 - Present

Cabot Lodge Securities LLC (Niles MI)

MI

06/10/2015 - 12/11/2019

IFS SECURITIES (Niles MI)

MI

11/21/2012 - 06/17/2015

LPL FINANCIAL LLC (NILES MI)

MI

10/10/2008 - 11/23/2012

EDWARD JONES (NILES MI)

MI

05/30/2008 - 10/14/2008

J.J.B HILLIARD, W.L. LYONS, LLC (ST. JOSEPH MI)

MI

11/22/2002 - 06/06/2008

FIFTH THIRD SECURITIES, INC. (NILES MI)

Not sure if Brent William Braaksma is right for you?

Licenses & Designations

BOTH

Issued 12/30/2009

Series 66 - Uniform Combined State Law Examination

BC

Issued 11/22/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/11/2004

Series 7 - General Securities Representative Examination

BC

Issued 11/21/2002

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 3 public disclosures for Brent William Braaksma. Review regulatory record here.
Not sure if Brent William Braaksma is right for you?