Unclaimed
Brent William Braaksma is a financial advisor with Cabot Lodge Securities LLC. Brent has been in the financial services industry since 2002. He is registered in Michigan, Indiana and Iowa. Brent holds the Series 6, 7, 63 and 66 licenses and the SIE designation. Brent has been associated with Cabot Lodge Securities since 2019. Prior to that, Brent worked for IFS Securities, LPL Financial LLC, Edward Jones, J.J.B Hilliard, W.L. Lyons, LLC, and Fifth Third Securities, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MI
11/19/2019 - Present
Cabot Lodge Securities LLC (Niles MI)
MI
06/10/2015 - 12/11/2019
IFS SECURITIES (Niles MI)
MI
11/21/2012 - 06/17/2015
LPL FINANCIAL LLC (NILES MI)
MI
10/10/2008 - 11/23/2012
EDWARD JONES (NILES MI)
MI
05/30/2008 - 10/14/2008
J.J.B HILLIARD, W.L. LYONS, LLC (ST. JOSEPH MI)
MI
11/22/2002 - 06/06/2008
FIFTH THIRD SECURITIES, INC. (NILES MI)
BOTH
Issued 12/30/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/22/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/11/2004
Series 7 - General Securities Representative Examination
BC
Issued 11/21/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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