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Brent Wajdowicz

SG Americas Securities, LLC

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About Brent Wajdowicz

Brent Wajdowicz is a financial professional with experience in the securities industry. Brent is currently registered with SG Americas Securities, LLC and holds licenses including Series 79TO, SIE, and Series 79. Previously, Brent was registered with J.P. Morgan Securities LLC. Brent has been in the financial services industry since 2016. Brent is licensed to sell securities in all 50 states plus Puerto Rico.

Firm Information

Brent Wajdowicz is currently registered with SG Americas Securities, LLC. SG Americas Securities, LLC is a Limited Liability Company formed on August 8, 2003. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico. They have a history of regulatory events, including 109 disclosures, as well as a criminal disclosure and an arbitration disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

557

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Brent Wajdowicz’s Registration & Firm History

TX

07/03/2023 - Present

SG Americas Securities, LLC (HOUSTON TX)

TX

08/15/2016 - 08/16/2017

J.P. MORGAN SECURITIES LLC (HOUSTON TX)

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Licenses & Designations

BC

Issued 07/15/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/03/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 06/08/2023

SIE - Securities Industry Essentials Examination

BC

Issued 08/15/2016

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Brent Wajdowicz.
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