Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brent? Claim Your ProfileBrent Wagner is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. based in COLUMBUS, OH. Brent is active in the securities industry since 2003. Brent has a strong history with several firms including MORGAN STANLEY SMITH BARNEY, PROEQUITIES, INC., THE HUNTINGTON INVESTMENT COMPANY and NATCITY INVESTMENTS, INC.. Brent is registered with both FINRA and several states to provide investment advice and securities transactions. Brent is a Series 7, 63 and 65 licensed professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OH
03/02/2020 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (COLUMBUS OH)
OH
03/10/2010 - 06/28/2011
MORGAN STANLEY SMITH BARNEY (COLUMBUS OH)
OH
04/02/2008 - 02/08/2010
PROEQUITIES, INC. (WORTHINGTON OH)
OH
08/24/2007 - 10/29/2007
THE HUNTINGTON INVESTMENT COMPANY (PORT CLINTON OH)
OH
02/07/2003 - 07/31/2006
NATCITY INVESTMENTS, INC. (COLUMBUS OH)
OH
03/17/2000 - 06/25/2002
NATCITY INVESTMENTS, INC. (CLEVELAND OH)
IA
Issued 01/09/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/16/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/16/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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