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Brent W MacE

Raymond James Financial Services, Inc.

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About Brent W MacE

Brent MacE is a financial advisor with Raymond James Financial Services, Inc. Brent has over 15 years of experience in the financial services industry and is registered to offer investment advice and sell securities in West Virginia and Florida. Brent specializes in providing financial planning services to individuals, families and businesses.

Firm Information

Brent MacE is currently registered with Raymond James Financial Services, Inc.. Raymond James Financial Services, Inc. is a Corporation that was formed on September 12, 1973. The firm is registered in 53 states and is also registered with the SEC. The firm has been involved in 125 regulatory events and 76 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

568

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Brent MacE’s Registration & Firm History

WV

07/05/2023 - Present

Raymond James Financial Services, Inc. (Bridgeport WV)

FL

03/25/2021 - 06/09/2022

TRADE-PMR INC. (GAINESVILLE FL)

PA

03/20/2019 - 09/01/2020

SANTANDER SECURITIES LLC (KENNETT SQUARE PA)

PA

05/21/2014 - 03/21/2019

GLOBAL ATLANTIC DISTRIBUTORS, LLC (BERWYN PA)

PA

04/05/2013 - 05/14/2014

SANTANDER SECURITIES LLC (LANCASTER PA)

PA

10/02/2012 - 04/01/2013

WELLS FARGO ADVISORS, LLC (LIMERICK PA)

PA

05/16/2011 - 09/05/2012

PNC INVESTMENTS (POCONO PINES PA)

NJ

07/28/2010 - 05/06/2011

CHASE INVESTMENT SERVICES CORP. (NEWTON NJ)

WV

12/04/2009 - 07/21/2010

SUNTRUST INVESTMENT SERVICES, INC. (CHARLESTON WV)

IN

10/17/2005 - 05/14/2009

THE HUNTINGTON INVESTMENT COMPANY (INDIANAPOLIS IN)

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Licenses & Designations

BOTH

Issued 04/05/2019

Series 66 - Uniform Combined State Law Examination

BC

Issued 03/10/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/26/2007

Series 7 - General Securities Representative Examination

BC

Issued 10/14/2005

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Brent W MacE.
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