Unclaimed
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
RI
01/25/2022 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
KS
04/22/2021 - 12/31/2021
MML INVESTORS SERVICES, LLC (OVERLAND PARK KS)
MO
05/16/2011 - 01/14/2020
CAMBRIDGE INVESTMENT RESEARCH, INC. (Lees Summit MO)
MO
01/04/2010 - 05/16/2011
SECURITIES AMERICA, INC. (LEES SUMMIT MO)
KS
12/03/2008 - 11/20/2009
NATIONAL PLANNING CORPORATION (LENEXA KS)
KS
11/27/2007 - 11/17/2008
WADDELL & REED, INC. (OVERLAND PARK KS)
KS
08/25/2006 - 08/24/2007
METLIFE SECURITIES INC. (OVERLAND PARK KS)
KS
08/25/2006 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (OVERLAND PARK KS)
KS
03/14/2002 - 08/28/2006
PRINCOR FINANCIAL SERVICES CORPORATION (OVERLAND PARK KS)
BC
Issued 10/12/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 1/26/2009
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 7/2/2008
Series 7 - General Securities Representative Examination
BC
Issued 3/13/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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