Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brent? Claim Your ProfileBrent Williams is a financial advisor with Regiment Securities, LLC. Brent has been in the financial services industry since October 15, 2016. Brent has a broad range of experience, including securities, investment banking, commodities and futures, and forex. Brent is licensed in the state of Illinois and holds a variety of licenses, including Series 3, 6, 7, 24, 34, 63, 65, 66, 79, and SIE. Prior to joining Regiment Securities, LLC, Brent worked at Highwater Financial, LLC, Jackson National Life Distributors LLC, TradeStation Securities, Inc., Resource Horizons Group LLC, and Signator Investors, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
04/21/2022 - Present
Regiment Securities, LLC (Chicago IL)
IL
08/01/2020 - 04/11/2022
HIGHWATER FINANCIAL, LLC (Chicago IL)
TN
07/22/2016 - 04/12/2017
JACKSON NATIONAL LIFE DISTRIBUTORS LLC (FRANKLIN TN)
IL
10/01/2014 - 04/23/2016
TRADESTATION SECURITIES, INC. (CHICAGO IL)
GA
06/19/2013 - 10/17/2013
RESOURCE HORIZONS GROUP LLC (MARIETTA GA)
NC
04/02/2012 - 06/12/2013
SIGNATOR INVESTORS, INC. (RALEIGH NC)
BOTH
Issued 08/19/2020
Series 66 - Uniform Combined State Law Examination
IA
Issued 06/25/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/09/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/04/2021
Series 24 - General Securities Principal Examination
BC
Issued 09/11/2020
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 08/01/2020
Series 7TO - General Securities Representative Examination
BC
Issued 04/12/2017
SIE - Securities Industry Essentials Examination
BC
Issued 11/29/2014
Series 34 - Retail Off-Exchange FOREX Examination
BC
Issued 10/10/2014
Series 3 - National Commodity Futures Examination
BC
Issued 09/19/2014
Series 7 - General Securities Representative Examination
BC
Issued 03/31/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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