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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brent? Claim Your ProfileBrent Scott Smith is a financial advisor with LPL Financial LLC, based in Longview, TX. Brent has been a registered representative for over 25 years and has experience in various areas of financial planning and investment management. Brent has also been an active IA (Investment Advisor) since 2011 and has a wide range of licenses and registrations including Series 6, 7, 63, and 65. Before joining LPL Financial LLC, Brent worked with Mutual Service Corporation and American General Securities Incorporated. Brent has a strong understanding of the financial markets and can help clients develop personalized financial plans to meet their individual needs. Brent is dedicated to providing clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
TX
06/09/2011 - Present
LPL Financial LLC (LONGVIEW TX)
TX
05/27/2008 - 09/08/2009
MUTUAL SERVICE CORPORATION (LONGVIEW TX)
TX
10/01/2002 - 05/28/2008
AMERICAN GENERAL SECURITIES INCORPORATED (LONGVIEW TX)
TX
12/05/1994 - 10/01/2002
FRANKLIN FINANCIAL SERVICES CORPORATION (HOUSTON TX)
IA
Issued 06/08/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/21/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/16/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/02/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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