Unclaimed
Brent Rohlik is a financial advisor with Cetera Advisor Networks LLC in Minneapolis, Minnesota. Brent has been in the financial services industry since 2003 and has a strong track record of helping clients achieve their financial goals. Brent is licensed to sell securities in 18 states. Brent is also licensed to sell variable contracts and investment company products. Brent is a valuable resource for individuals and families seeking financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MN
03/23/2023 - Present
Cetera Advisor Networks LLC (Minneapolis MN)
MN
01/02/2015 - 03/23/2023
REGULUS FINANCIAL GROUP, LLC (Minneapolis MN)
MN
03/19/2010 - 01/05/2015
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
MN
10/31/2005 - 03/23/2010
SAGEPOINT FINANCIAL, INC. (ST. PAUL MN)
AZ
01/02/2003 - 10/31/2005
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
BC
Issued 02/06/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/20/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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