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Brent Russell Ballard

Pershing LLC

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About Brent Russell Ballard

Brent Ballard is an experienced financial professional with over 17 years in the industry. Brent is currently registered with Pershing LLC and Pershing Advisor Solutions LLC. Brent has experience with Ameriprise Financial Services, Inc., IDS Life Insurance Company, MML Investors Services, LLC, and Newport Group Securities, Inc.. Brent holds Series 7, Series 66, SIE, and Series 99TO licenses.

Firm Information

Brent Ballard is currently registered with Pershing LLC. Pershing LLC is a Limited Liability Company formed in January 2003. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They have one approved SEC registration and 53 approved state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

692

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Brent Ballard’s Registration & Firm History

FL

11/08/2021 - Present

Pershing LLC (LAKE MARY FL)

FL

08/18/2016 - 02/28/2017

NEWPORT GROUP SECURITIES, INC. (HEATHROW FL)

FL

06/27/2016 - 08/22/2016

MML INVESTORS SERVICES, LLC (ORLANDO FL)

MN

09/02/2005 - 11/02/2005

AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)

MN

09/02/2005 - 11/02/2005

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

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Licenses & Designations

BOTH

Issued 11/05/2016

Series 66 - Uniform Combined State Law Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/25/2016

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe C2 Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

MIAX Sapphire

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Brent Russell Ballard.
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