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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brent? Claim Your ProfileBrent Broaddus is a financial advisor who has been in the industry since 2004. Brent currently works for J. W. Cole Advisors, Inc. Previously Brent has worked for First Allied Securities, Inc., Capital Growth Resources, Ameriprise Financial Services, Inc. and IDS Life Insurance Company. Brent's primary registration is with the state of California, and he is licensed to offer securities and investment advisory services in multiple states. Brent has a strong background in financial planning and portfolio management. Brent is a committed professional with a proven track record of success in helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consulting
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
11/05/2019 - Present
J. W. Cole Advisors, Inc. (TAMPA FL)
CA
09/03/2009 - 11/04/2019
FIRST ALLIED SECURITIES, INC. (IRVINE CA)
CA
08/29/2007 - 09/04/2009
CAPITAL GROWTH RESOURCES (NEWPORT BEACH CA)
CA
01/01/2005 - 08/28/2007
AMERIPRISE FINANCIAL SERVICES, INC. (IRVINE CA)
MN
01/01/2005 - 07/03/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 12/30/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/27/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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