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Brent Ray Smart

Securities Management & Research, Inc.

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About Brent Ray Smart

Brent Smart is a financial advisor who has been in the industry since March 24, 2000. Brent is currently registered with Securities Management & Research, Inc. in RAYVILLE, LA. Brent has passed the Series 6, SIE, and Series 63 exams and is registered in Louisiana. Previously, Brent worked for SOUTHERN FARM BUREAU FUND DISTRIBUTOR, INC. in JACKSON, MS.

Firm Information

Brent Smart is currently registered with Securities Management & Research, Inc.. Securities Management & Research, Inc. is a corporation formed in December 1964. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the U.S. Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

43

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Brent Smart’s Registration & Firm History

LA

07/20/2000 - Present

Securities Management & Research, Inc. (RAYVILLE LA)

MS

03/16/2000 - 07/10/2000

SOUTHERN FARM BUREAU FUND DISTRIBUTOR, INC. (JACKSON MS)

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Licenses & Designations

BC

Issued 05/02/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/15/2000

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Brent Ray Smart.
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