Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brent? Claim Your ProfileBrent Ralph Simms is an investment advisor representative with Steward Partners Investment Advisory, LLC. Brent has been in the industry for over 35 years. Brent specializes in providing financial planning and investment advisory services to individuals, families, and businesses. Brent has been registered as an investment advisor representative in Ohio and Texas. Brent also has a Series 7, Series 63 and SIE license. Brent is a member of the National Association of Insurance and Financial Advisors (NAIFA) and the Financial Planning Association (FPA). Brent holds a Bachelor of Science degree in Business Administration from Ohio State University. Brent is dedicated to helping clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Financial consulting
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
03/18/2024 - Present
Steward Partners Investment Advisory, LLC (NEW YORK NY)
OH
10/01/2021 - 03/18/2024
LEVEL FOUR FINANCIAL, LLC (COLUMBUS OH)
OH
01/23/1989 - 10/08/2021
RAYMOND JAMES FINANCIAL SERVICES, INC. (COLUMBUS OH)
NA
11/25/1987 - 12/31/1988
MUTUAL SERVICE CORPORATION
BC
Issued 08/09/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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