Unclaimed
Brent Barton has over 10 years of experience in the securities industry. Brent Barton is currently registered with Fidelity Brokerage Services LLC and has been with them since 2010. Previously, Brent Barton was employed by E*TRADE SECURITIES LLC and Fidelity Brokerage Services LLC. Brent Barton has passed the Series 63, Series 7 and the SIE exams and is licensed to sell securities in all 50 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
UT
07/28/2010 - Present
Fidelity Brokerage Services LLC (SALT LAKE CITY UT)
UT
05/13/2009 - 06/29/2010
E*TRADE SECURITIES LLC (SANDY UT)
UT
11/14/2008 - 02/10/2009
FIDELITY BROKERAGE SERVICES LLC (SALT LAKE CITY UT)
BC
Issued 06/30/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/13/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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