Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brent? Claim Your ProfileBrent Penrose is a registered representative of J.P. Morgan Securities LLC. Brent has been in the financial services industry since 2009. Brent holds Series 6, 7, 63 and 66 securities licenses. Brent is registered in 53 states. Brent is also a registered Investment Advisor in 2 states. Brent has worked at UBS Financial Services Inc., HSBC Securities (USA) Inc., Wells Fargo Clearing Services, LLC and Wells Fargo Investments, LLC. Brent currently works in the Chicago branch office of J.P. Morgan Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
IL
09/05/2023 - Present
J.p. Morgan Securities LLC (Chicago IL)
IL
07/31/2020 - 09/14/2023
UBS FINANCIAL SERVICES INC. (BARRINGTON IL)
IL
05/10/2017 - 03/31/2020
HSBC SECURITIES (USA) INC. (CHICAGO IL)
IL
01/03/2011 - 04/18/2017
WELLS FARGO CLEARING SERVICES, LLC (CHICAGO IL)
IL
12/14/2010 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (CHICAGO IL)
IL
05/12/2009 - 11/17/2010
J.P. MORGAN SECURITIES LLC (DEER PARK IL)
IL
01/15/2008 - 03/20/2008
LASALLE FINANCIAL SERVICES, INC. (NORTHBROOK IL)
BOTH
Issued 03/12/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/01/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/17/2009
Series 7 - General Securities Representative Examination
BC
Issued 01/14/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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