Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brent? Claim Your ProfileBrent Patrick Defiori is a financial advisor with over 4 years of experience in the industry. Brent is currently registered with Sutter Securities Inc. and Boustead Securities, LLC. Brent holds a Series 7, 66, and 79 securities license. Brent is also registered in California, Connecticut, Florida, New Jersey, and New York. Brent was previously employed by UBS Financial Services Inc. in Los Angeles, CA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
01/11/2022 - Present
Sutter Securities Inc. (IRVINE CA)
CA
05/21/2019 - 03/23/2020
UBS FINANCIAL SERVICES INC. (Los Angeles CA)
BOTH
Issued 07/11/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/20/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 05/21/2019
Series 7TO - General Securities Representative Examination
BC
Issued 05/21/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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