Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brent nicholas? Claim Your ProfileBrent Nicholas Rhodes is a financial advisor with Apollo Global Securities, LLC. Brent has been in the financial services industry since 2006 and is registered in Florida and New York. Brent holds the Series 66, SIE, Series 79, and Series 7 licenses. Prior to joining Apollo Global Securities, LLC, Brent worked at UBS Securities LLC and UBS Financial Services Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
05/07/2019 - Present
Apollo Global Securities, LLC (Miami FL)
NY
02/04/2011 - 04/17/2019
UBS SECURITIES LLC (NEW YORK NY)
NJ
09/26/2006 - 02/04/2011
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
BOTH
Issued 01/27/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/16/2011
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 09/25/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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