Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brent? Claim Your ProfileBrent Neese is a financial professional with over 25 years of experience in the industry. Brent is currently registered with Planmember Securities Corp. and is licensed to provide investment advisory services in California and Colorado. Brent has a diverse background, having worked with firms such as Advanced Advisor Group, LLC, GWFS Equities, Inc., and VALIC Financial Advisors, Inc. Brent holds several securities licenses, including Series 6, 7, 24, 26, 51, 63, and 65. Brent specializes in providing financial planning, portfolio management, and investment supervisory services to individuals, businesses, and retirement plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Provides investment supervisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
01/12/2021 - Present
Planmember Securities Corp. (CARPINTERIA CA)
MN
01/03/2019 - 01/06/2021
ADVANCED ADVISOR GROUP, LLC (CAMBRIDGE MN)
CO
01/22/2007 - 01/06/2017
GWFS EQUITIES, INC. (GREENWOOD VILLAGE CO)
MA
01/14/1998 - 01/10/2007
VALIC FINANCIAL ADVISORS, INC. (WALTHAM MA)
TX
08/02/1995 - 12/31/2001
THE VARIABLE ANNUITY MARKETING COMPANY (HOUSTON TX)
BC
Issued 05/31/2002
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 12/02/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/02/2023
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 02/05/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 10/18/1999
Series 24 - General Securities Principal Examination
BC
Issued 01/06/2017
SIE - Securities Industry Essentials Examination
BC
Issued 10/05/1999
Series 7 - General Securities Representative Examination
BC
Issued 07/25/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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