Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brent? Claim Your ProfileBrent Klein is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc., a firm with over 250,000 clients and $1.3 trillion in assets under management. Brent has worked in the financial industry since 2008 and has a strong track record of providing financial advice to individuals, corporations, and institutions. Brent is licensed to sell securities in all 50 states and holds several professional licenses, including Series 6, 7, 9, 10, 24, 31, and 63. He is also a registered Investment Advisor in Illinois, Missouri, and Texas. Brent's areas of expertise include portfolio management, financial planning, pension consulting, and allocation modeling.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
11/21/2022 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (SWANSEA IL)
MO
03/08/2010 - 11/02/2022
EDWARD JONES (ST LOUIS MO)
MO
05/20/2008 - 02/25/2010
LPL FINANCIAL CORPORATION (BRIDGETON MO)
MO
02/06/2008 - 04/23/2008
MML INVESTORS SERVICES, INC. (CHESTERFIELD MO)
BOTH
Issued 11/19/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/23/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/14/2020
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/28/2020
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/03/2020
Series 24 - General Securities Principal Examination
BC
Issued 07/07/2023
Series 31 - Futures Managed Funds Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/21/2009
Series 7 - General Securities Representative Examination
BC
Issued 02/05/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Brent Klein is the right advisor for you? Invested Better is here to help.
