Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brent? Claim Your ProfileBrent Michael Flading is a financial advisor with over 25 years of experience in the industry. Brent is registered to provide investment advice and brokerage services in multiple states. Brent is currently affiliated with Wells Fargo Clearing Services, LLC. Previously, Brent was an advisor with Ameriprise Financial Services, LLC. Brent holds several industry certifications, including the Series 7, Series 10, Series 52, Series 63, and Series 65 licenses. Brent provides financial planning, portfolio management, and investment consulting services to a variety of clients, including individuals, families, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
AZ
11/30/2021 - Present
Wells Fargo Clearing Services, LLC (TUCSON AZ)
AZ
10/05/2009 - 12/06/2021
AMERIPRISE FINANCIAL SERVICES, LLC (TUCSON AZ)
AZ
10/30/1996 - 10/05/2009
AMERIPRISE ADVISOR SERVICES, INC. (TUCSON AZ)
IA
Issued 08/21/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/08/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/24/1999
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/24/1999
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/24/1997
Series 7 - General Securities Representative Examination
BC
Issued 10/29/1996
Series 52 - Municipal Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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