Unclaimed
Brent Michael Bartell is a financial advisor with Thrivent Investment Management Inc. Brent has been working in the financial industry since 1993. Brent has a Series 7, Series 63 and Series 65 license and is registered with FINRA and the state of Illinois. Brent has been a financial advisor with Thrivent Investment Management Inc. since 2006.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
IL
11/15/2006 - Present
Thrivent Investment Management Inc. (DOWNERS GROVE IL)
IL
11/03/2000 - 07/28/2006
DEUTSCHE BANK SECURITIES INC. (CHICAGO IL)
IL
08/01/1997 - 10/06/1999
CARR FUTURES INC. (CHICAGO IL)
NY
05/12/1992 - 08/01/1997
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 10/25/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/03/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/11/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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