Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brent? Claim Your ProfileBrent Matthew Troy is a financial advisor with over 10 years of experience in the industry. Brent is currently registered with Foreside Fund Services, LLC and holds a Series 7, 63 and SIE license. Brent has previously worked with COMPASS DISTRIBUTORS, LLC and IMST DISTRIBUTORS, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
ME
12/02/2022 - Present
Foreside Fund Services, LLC (Portland ME)
ME
12/12/2018 - 12/31/2022
COMPASS DISTRIBUTORS, LLC (PORTLAND ME)
IL
09/30/2014 - 12/31/2018
IMST DISTRIBUTORS, LLC (Chicago IL)
IA
01/13/2012 - 09/11/2014
TRANSAMERICA INVESTORS SECURITIES CORPORATION (CEDAR RAPIDS IA)
IA
Issued 12/16/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/13/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/22/2014
Series 7 - General Securities Representative Examination
BC
Issued 01/12/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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