Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brent? Claim Your ProfileBrent Mark Howard is a financial advisor based in Houston, Texas, and has been working in the industry since 2003. Brent is currently registered with RBC Capital Markets, LLC and is also registered in 10 states including Texas, California, Georgia, Wyoming, Mississippi, Delaware, Ohio, Tennessee and Oklahoma. Prior to his current role, Brent was employed with Wunderlich Securities, Inc., Sanders Morris Harris Inc., Assent LLC, Andover Brokerage, L.L.C., Schonfeld Securities, LLC, Zone Trading Partners, LLC, and ProTrader Securities Corporation. Brent holds the Series 63, Series 66, Series 7 and Series 55 securities licenses and the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TX
11/05/2015 - Present
RBC Capital Markets, LLC (HOUSTON TX)
TX
12/14/2012 - 11/05/2015
WUNDERLICH SECURITIES, INC. (HOUSTON TX)
TX
09/15/2005 - 12/14/2012
SANDERS MORRIS HARRIS INC. (HOUSTON TX)
IL
03/03/2003 - 01/23/2004
ASSENT LLC (BOLINGBROOK IL)
NY
02/06/2003 - 03/03/2003
ANDOVER BROKERAGE, L.L.C. (MONTEBELLO NY)
NY
03/15/2002 - 02/12/2003
SCHONFELD SECURITIES, LLC (JERICHO NY)
TX
07/20/2001 - 01/23/2002
ZONE TRADING PARTNERS, LLC (AUSTIN TX)
TX
04/03/2001 - 09/27/2001
PROTRADER SECURITIES CORPORATION (AUSTIN TX)
BOTH
Issued 10/04/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/13/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/16/2002
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 04/02/2001
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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