Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brent? Claim Your ProfileBrent Herbst is a registered representative with Wells Fargo Securities, LLC. Brent has been in the securities industry since 2016 and holds Series 7, 63, 6, 22, 82, and 99 licenses. Brent is currently registered with the Securities and Exchange Commission (SEC) and with the state of New York. Brent is also registered in 53 other states. Brent has experience in investment company products, variable contracts, private securities offerings and direct participation programs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/28/2023 - Present
Wells Fargo Securities, LLC (New York NY)
NY
07/19/2022 - 07/14/2023
OPPENHEIMER & CO. INC. (NEW YORK NY)
CT
10/26/2020 - 07/25/2022
IMPERIAL CAPITAL, LLC (Stamford CT)
NY
08/13/2018 - 10/16/2020
OPPENHEIMER & CO. INC. (NEW YORK NY)
NY
05/05/2016 - 08/27/2018
WELLS FARGO SECURITIES, LLC (NEW YORK NY)
BC
Issued 12/22/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/28/2023
Series 99TO - Operations Professional Examination
BC
Issued 07/28/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 07/28/2023
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 07/28/2023
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/05/2016
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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