Unclaimed
Brent M. Gist is a financial advisor with The Vertical Group. Brent has been in the industry since 2011 and is registered in Connecticut, Illinois, New Jersey, and New York. Brent has a Series 7, 55, 57TO and SIE licenses. The Vertical Group is a brokerage firm located in Red Bank, New Jersey.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
03/23/2022 - Present
THE Vertical Group (RED BANK NJ)
NJ
03/28/2011 - 04/15/2022
ELEVATION, LLC (RED BANK NJ)
BC
Issued 01/06/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/23/2013
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 03/25/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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