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Brent M Gist

THE Vertical Group

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About Brent M Gist

Brent M. Gist is a financial advisor with The Vertical Group. Brent has been in the industry since 2011 and is registered in Connecticut, Illinois, New Jersey, and New York. Brent has a Series 7, 55, 57TO and SIE licenses. The Vertical Group is a brokerage firm located in Red Bank, New Jersey.

Firm Information

Brent Gist is currently registered with THE Vertical Group. THE Vertical Group is a Limited Liability Company formed on August 11, 2005. The firm is registered in 30 states and is approved to operate by the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

13

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Brent Gist’s Registration & Firm History

NJ

03/23/2022 - Present

THE Vertical Group (RED BANK NJ)

NJ

03/28/2011 - 04/15/2022

ELEVATION, LLC (RED BANK NJ)

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Licenses & Designations

BC

Issued 01/06/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/23/2013

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 03/25/2011

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Brent M Gist.
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