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Brent M Carroll

T. Rowe Price Advisory Services, Inc.

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About Brent M Carroll

Brent Carroll is a registered representative with T. Rowe Price Advisory Services, Inc. Brent has over 9 years of experience in the financial services industry. Brent holds a Series 66, 53, 24, 52TO, SIE, and 7 license. Brent is licensed to provide investment advice in 53 states and the District of Columbia. Brent also has experience working with Empower Financial Services, Inc. and T. Rowe Price Investment Services, Inc. Brent's firm, T. Rowe Price Advisory Services, Inc. provides investment advice and portfolio management for individuals and businesses. The firm has over 7,000 clients and manages over $2.5 billion in assets.

Firm Information

Brent Carroll is currently registered with T. Rowe Price Advisory Services, Inc.. T. Rowe Price Advisory Services, Inc. is an investment advisor headquartered in OWINGS MILLS, MD. The firm has 52 investment adviser representatives and manages approximately $2,563,768,510 in regulatory assets under management. They provide financial planning and portfolio management for individuals and corporations.
T. Rowe Price Advisory Services, Inc.

4515 PAINTERS MILLS ROAD

OWINGS MILLS, MD 21117

$2.56B

Assets Under Management

Not reported

Total Clients

415

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

See schedule d

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Brent Carroll’s Registration & Firm History

CO

08/07/2023 - Present

T. Rowe Price Advisory Services, Inc. (Colorado Springs CO)

CO

10/11/2021 - 04/25/2023

EMPOWER FINANCIAL SERVICES, INC. (GREENWOOD VILLAGE CO)

CO

06/17/2014 - 09/24/2021

T. ROWE PRICE INVESTMENT SERVICES, INC. (COLORADO SPRINGS CO)

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Licenses & Designations

BOTH

Issued 09/05/2014

Series 66 - Uniform Combined State Law Examination

BC

Issued 09/11/2020

Series 53 - Municipal Securities Principal Examination

BC

Issued 11/15/2016

Series 24 - General Securities Principal Examination

BC

Issued 08/22/2020

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/17/2014

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Brent M Carroll.
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