Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brent? Claim Your ProfileBrent Lee King is a financial advisor with Stifel, Nicolaus & Company, Inc. and Stifel Independent Advisors, LLC, based in St. Louis, Missouri. Brent King has been in the financial industry since 1996 and is registered to provide investment advice in the state of Missouri. Brent King also holds several industry licenses, including Series 3, 7, 9, 10, 24, 63, and 65. King specializes in providing financial planning, portfolio management for individuals, businesses, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
08/24/2017 - Present
Stifel, Nicolaus & Company, Inc. (ST. LOUIS MO)
MO
01/20/2012 - 08/01/2017
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (ST. LOUIS MO)
MO
07/06/2010 - 01/09/2012
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (ST. LOUIS MO)
MO
04/28/2004 - 07/06/2010
WELLS FARGO ADVISORS, LLC (ST. LOUIS MO)
MO
10/18/2007 - 01/03/2008
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
MO
09/14/2000 - 05/07/2004
EDWARD JONES (ST. LOUIS MO)
FL
01/04/1999 - 09/13/2000
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)
FL
03/12/1998 - 01/04/1999
ROBERT THOMAS SECURITIES, INC (ST. PETERSBURG FL)
MO
07/12/1996 - 12/10/1997
WEDGEWOOD PARTNERS, INC. (ST. LOUIS MO)
IA
Issued 02/04/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/18/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/13/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/29/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/22/2000
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/02/2011
Series 3 - National Commodity Futures Examination
BC
Issued 07/11/1996
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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