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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brent? Claim Your ProfileBrent Anderson is a financial advisor currently registered with Morgan Stanley. Brent has been working in the financial services industry since 2005. Brent is registered as a Registered Representative (RR) in Texas. Brent holds Series 3, 7, 63 and 65 securities licenses. Brent has also passed the Securities Industry Essentials Examination (SIE). Brent is registered with the following states: Alabama, Arizona, California, Colorado, Delaware, District of Columbia, Florida, Georgia, Hawaii, Illinois, Kentucky, Louisiana, Maryland, Massachusetts, Minnesota, New Mexico, New York, Ohio, Oklahoma, South Dakota, Texas, Utah, Virginia, and Washington. Prior to Morgan Stanley, Brent was employed by RAYMOND JAMES & ASSOCIATES, INC. Brent is an owner of Anderson Whata Investment, GP, and manages future distributions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
TX
12/06/2011 - Present
Morgan Stanley (Houston TX)
TX
03/22/2005 - 12/19/2011
RAYMOND JAMES & ASSOCIATES, INC. (HOUSTON TX)
IA
Issued 10/24/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/14/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/26/2013
Series 3 - National Commodity Futures Examination
BC
Issued 03/21/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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