Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brent? Claim Your ProfileBrent Lane Baumberger is a financial advisor with Stifel, Nicolaus & Company, Inc. based in Williamsburg, Virginia. Brent has been in the financial industry since 1991. Brent is registered with the state of Virginia and is also registered with the Financial Industry Regulatory Authority (FINRA). Brent holds the Series 6, 7, 63, and 65 licenses and the SIE certification. Brent has experience in providing a variety of financial services including portfolio management for individuals, businesses, and pooled investment vehicles, as well as financial planning, pension consulting, and educational seminars. Brent is also a member of the board of directors for New Horizons Educational Foundation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
VA
01/02/2025 - Present
Stifel, Nicolaus & Company, Inc. (WILLIAMSBURG VA)
MD
04/29/2002 - 06/05/2007
RYAN BECK & CO. (BALTIMORE MD)
NY
03/05/2001 - 05/08/2002
GRUNTAL & CO., L.L.C. (NEW YORK NY)
NY
03/02/1995 - 03/30/2001
NATHAN & LEWIS SECURITIES, INC. (NEW YORK NY)
VA
08/05/1992 - 01/26/1995
ANDERSON & STRUDWICK, INCORPORATED (RICHMOND VA)
MN
11/27/1991 - 04/27/1992
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
11/27/1991 - 04/27/1992
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
NJ
06/06/1990 - 09/12/1990
FIRST INVESTORS CORPORATION (EDISON NJ)
IA
Issued 02/20/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/18/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/23/1992
Series 7 - General Securities Representative Examination
BC
Issued 06/05/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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