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Brent Joseph Petroff

Alliance-ONE Investments, LLC

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About Brent Joseph Petroff

Brent Joseph Petroff is a registered representative with Alliance-One Investments, LLC, a broker-dealer registered with FINRA. Brent has been in the securities industry since July 20, 2001. Brent has passed the Series 6, Series 26, and the SIE exams. Brent has previously worked for Metlife Investors Distribution Company, Metlife Securities, Inc, New England Securities, and Tower Square Securities, Inc.

Firm Information

Brent Petroff is currently registered with Alliance-ONE Investments, LLC. Alliance-ONE Investments, LLC is a Limited Liability Company formed on October 20, 2016. The firm is registered with the SEC and has one approved registration.

Not reported

Assets Under Management

Not reported

Total Clients

428

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Brent Petroff’s Registration & Firm History

OK

08/11/2017 - Present

Alliance-ONE Investments, LLC (Tulsa OK)

NC

04/01/2006 - 08/11/2017

METLIFE INVESTORS DISTRIBUTION COMPANY (CHARLOTTE NC)

NC

10/23/2012 - 06/30/2016

METLIFE SECURITIES, INC (CHARLOTTE NC)

NC

10/23/2012 - 01/02/2015

NEW ENGLAND SECURITIES (CHARLOTTE NC)

CA

07/20/2001 - 04/01/2006

TOWER SQUARE SECURITIES, INC. (EL SEGUNDO CA)

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Licenses & Designations

BC

Issued 03/20/2002

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/19/2001

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Brent Joseph Petroff.
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