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Brent Jackson Surber

Guggenheim Securities, LLC

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About Brent Jackson Surber

Brent Jackson Surber is a financial professional with over 14 years of experience in the industry. Currently, Brent is registered with Guggenheim Securities, LLC. Brent has also worked with Houlihan Lokey Capital, Inc., Elara Securities, Inc., and Sagent Advisors Inc. Brent is a Series 24, 7, 63, and 79 licensed professional. Brent is registered in 29 states, including New York, Arizona, Arkansas, California, Colorado, Connecticut, District of Columbia, Florida, Georgia, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maryland, Massachusetts, Michigan, Minnesota, New Jersey, North Carolina, Ohio, Pennsylvania, Puerto Rico, Tennessee, Texas, Utah, Virginia and Washington.

Firm Information

Brent Surber is currently registered with Guggenheim Securities, LLC. Guggenheim Securities, LLC is a Limited Liability Company formed in January 1999. The firm is registered with the SEC and all 50 states, as well as the District of Columbia, Puerto Rico, and the U.S. Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

107

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Brent Surber’s Registration & Firm History

NY

12/11/2023 - Present

Guggenheim Securities, LLC (NEW YORK NY)

NY

09/01/2015 - 01/05/2024

HOULIHAN LOKEY CAPITAL, INC. (NEW YORK NY)

NY

12/20/2012 - 06/28/2013

ELARA SECURITIES, INC. (NEW YORK NY)

NY

07/29/2010 - 02/22/2012

SAGENT ADVISORS INC. (NEW YORK NY)

NY

11/10/2005 - 10/22/2009

SAGENT ADVISORS INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/21/2015

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/05/2024

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/14/2015

Series 7 - General Securities Representative Examination

BC

Issued 09/01/2015

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Brent Jackson Surber.
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