Unclaimed
Brent Briney is a financial professional with over 17 years of experience in the industry. Brent is registered with Vanguard Marketing Corp. and holds Series 6, 7, 57, and 63 licenses. Brent is a registered representative in 53 states and territories. Brent is an active participant in the broker-dealer space and has held a variety of roles throughout their career.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
AZ
07/28/2005 - Present
Vanguard Marketing Corp. (SCOTTSDALE AZ)
BC
Issued 08/02/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/25/2016
Series 57 - Securities Trader Exam
BC
Issued 01/25/2007
Series 7 - General Securities Representative Examination
BC
Issued 07/27/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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