Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brent? Claim Your ProfileBrent Gregory Rattin is a financial advisor with over 20 years of experience in the industry. Brent is currently registered with Schwab Wealth Advisory, Inc. and has held previous positions at J.P. Morgan Securities LLC and Charles Schwab & Co., Inc. Brent is a Certified Financial Planner and holds several industry licenses including Series 6, 7, 9, 10, 63, and 66. Brent has a wide range of experience in portfolio management for both individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Swa program paid by wrap sponsor pursuant to cost plan formula.
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2
IN
08/09/2021 - Present
Schwab Wealth Advisory, Inc. (Indianapolis IN)
IN
07/24/2018 - 04/22/2020
J.P. MORGAN SECURITIES LLC (INDIANAPOLIS IN)
IN
06/26/2000 - 07/18/2018
CHARLES SCHWAB & CO., INC. (Indianapolis IN)
NY
01/31/1997 - 02/19/1997
EQ FINANCIAL CONSULTANTS, INC. (NEW YORK NY)
NY
01/31/1997 - 02/19/1997
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
BOTH
Issued 04/27/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/12/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/03/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/30/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/22/2000
Series 7 - General Securities Representative Examination
BC
Issued 01/30/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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