Unclaimed
Brent Evan Althauser is a financial advisor at Raymond James Financial Services Advisors, Inc., based in Brewton, Alabama. Brent has been in the financial industry since 1993, and has been registered with Raymond James since 2010. Brent holds several licenses and certifications, including Series 7, Series 63, and Series 65. Brent specializes in providing financial advice to individuals, corporations, and trusts. Brent has a strong track record of success in helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
AL
10/08/2010 - Present
Raymond James Financial Services Advisors, Inc. (BREWTON AL)
MO
10/06/1993 - 08/29/1997
EDWARD D. JONES & CO., L.P. (ST. LOUIS MO)
IA
Issued 09/17/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/16/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/05/1997
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/09/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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