Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brent? Claim Your ProfileBrent Edward Shimman is a financial advisor registered with Cambridge Investment Research Advisors, Inc. Brent has been in the financial services industry since March 2, 2001. Brent's current registrations include Ohio and Texas. Brent is also registered with the following SROs: FINRA. Brent previously held registrations with Multi-Financial Securities Corporation and MML Investors Services, Inc. Brent has a total of 2 state exams and 2 product exams. Brent's state exams include Series 63 and Series 66. Brent's product exams include Series 7 and SIE. Brent has 29 state and 2 IA state registrations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
OH
07/07/2023 - Present
Cambridge Investment Research Advisors, Inc. (Oregon OH)
OH
08/15/2007 - 01/11/2010
MULTI-FINANCIAL SECURITIES CORPORATION (OREGON OH)
OH
03/02/2001 - 08/16/2007
MML INVESTORS SERVICES, INC. (OREGON OH)
BOTH
Issued 06/09/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/18/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/01/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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