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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brent? Claim Your ProfileBrent Williams is an investment advisor representative with Cetera Investment Advisers LLC. Brent has been in the financial services industry since 1997. Brent has a Series 63, Series 65, Series 7 and SIE licenses. Brent is also registered in the following states: Florida, Georgia, Massachusetts, Michigan, New Hampshire, New Jersey, New York, Ohio, Pennsylvania, Rhode Island, Texas and Virginia. Brent has been with Investors Capital Corp since 2014 and with Cetera Advisors LLC since 2016.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MA
03/21/2024 - Present
Cetera Investment Advisers LLC (NORTH EASTON MA)
MA
01/07/2014 - 10/03/2016
INVESTORS CAPITAL CORP. (NORTH EASTON MA)
MA
03/10/2011 - 12/31/2013
BOLTON GLOBAL CAPITAL (NORTH EASTON MA)
MA
05/11/2009 - 12/31/2010
DELTA EQUITY SERVICES CORPORATION (NORTH EASTON MA)
MA
09/19/2003 - 06/02/2009
UBS FINANCIAL SERVICES INC. (ROCKLAND MA)
NY
05/24/1999 - 09/24/2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
07/02/1997 - 05/27/1999
SALOMON SMITH BARNEY INC. (NEW YORK NY)
IA
Issued 07/24/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/15/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/01/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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