Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brent? Claim Your ProfileBrent Griffin is a financial advisor at Edward Jones. Brent has been in the financial services industry since 2002. Brent is registered with the Financial Industry Regulatory Authority (FINRA) and the Securities and Exchange Commission (SEC) and holds a Series 63, 66, and 7 licenses. Brent has a long history of working with clients in a variety of financial planning capacities. Brent has also worked as a financial advisor for Merrill Lynch, PNC Investments, J.P. Morgan Securities, Fifth Third Securities, and Chase Investment Services Corp. Brent is currently licensed in 18 states and works out of the Libertyville, Illinois office of Edward Jones.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
IL
01/21/2022 - Present
Edward Jones (LIBERTYVILLE IL)
IL
09/26/2018 - 02/28/2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (HIGHLAND PARK IL)
IL
05/31/2017 - 08/20/2018
PNC INVESTMENTS (ZION IL)
WI
07/15/2013 - 05/09/2017
J.P. MORGAN SECURITIES LLC (RACINE WI)
IL
11/01/2011 - 07/05/2013
FIFTH THIRD SECURITIES, INC. (HIGHLAND PARK IL)
IL
12/16/2009 - 04/06/2011
CHASE INVESTMENT SERVICES CORP. (HIGHLAND PARK IL)
IL
01/06/2009 - 11/06/2009
DIVINE CAPITAL MARKETS LLC (CHICAGO IL)
IL
05/07/2008 - 11/03/2008
MELVIN SECURITIES, L.L.C. (CHICAGO IL)
IL
06/01/2005 - 05/07/2008
JACKSON SECURITIES LLC (CHICAGO IL)
IL
02/01/2001 - 06/08/2005
BEREAN CAPITAL INCORPORATED (CHICAGO IL)
NY
08/12/1999 - 11/24/2000
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BOTH
Issued 08/07/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/04/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/31/2005
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 08/12/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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