Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brent? Claim Your ProfileBrent Cowin is a financial advisor with over 20 years of experience in the industry, currently registered with J.P. Morgan Securities LLC. Brent holds Series 6, 7, 63, and 65 licenses and has a strong track record of providing financial advice and investment management services to a wide range of clients, including individuals, businesses, and institutional investors. Brent has a deep understanding of the financial markets and a commitment to providing personalized and comprehensive financial planning. Brent is a licensed Investment Advisor Representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NV
09/23/2019 - Present
J.p. Morgan Securities LLC (LAS VEGAS NV)
NV
12/07/2015 - 08/13/2019
CAMBRIDGE INVESTMENT RESEARCH, INC. (Las Vegas NV)
NV
01/03/2012 - 11/13/2015
TRICOR FINANCIAL, LLC (LAS VEGAS NV)
NV
10/11/2004 - 12/31/2011
COMMONWEALTH FINANCIAL NETWORK (NORTH LAS VEGAS NV)
MA
07/12/1999 - 10/14/2004
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
CA
12/19/1997 - 07/12/1999
BA INVESTMENT SERVICES, INC. (OAKLAND CA)
IA
Issued 01/11/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/18/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/27/2001
Series 7 - General Securities Representative Examination
BC
Issued 12/18/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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