Unclaimed
Brent Cecil Ferrin is a financial professional with over 15 years of experience in the industry. Brent is currently registered with Houlihan Lokey Capital, Inc. and holds Series 7, 63, and SIE licenses. He is also a registered representative in New York. Brent has a diverse background in investment banking and holds a Series 79TO license, which signifies his expertise in this area. Brent's focus is on providing clients with comprehensive financial advice and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
02/11/2008 - Present
Houlihan Lokey Capital, Inc. (NEW YORK NY)
BC
Issued 03/01/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/09/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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