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Brent Cecil Ferrin

Houlihan Lokey Capital, Inc.

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About Brent Cecil Ferrin

Brent Cecil Ferrin is a financial professional with over 15 years of experience in the industry. Brent is currently registered with Houlihan Lokey Capital, Inc. and holds Series 7, 63, and SIE licenses. He is also a registered representative in New York. Brent has a diverse background in investment banking and holds a Series 79TO license, which signifies his expertise in this area. Brent's focus is on providing clients with comprehensive financial advice and helping them achieve their financial goals.

Firm Information

Brent Ferrin is currently registered with Houlihan Lokey Capital, Inc.. Houlihan Lokey Capital, Inc. is a Corporation formed on January 9, 1996, and is registered in all 50 states and the District of Columbia. The firm has been approved for registration with the Securities and Exchange Commission (SEC).

Not reported

Assets Under Management

Not reported

Total Clients

651

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Brent Ferrin’s Registration & Firm History

NY

02/11/2008 - Present

Houlihan Lokey Capital, Inc. (NEW YORK NY)

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Licenses & Designations

BC

Issued 03/01/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/09/2008

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Brent Cecil Ferrin.
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