Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brent? Claim Your ProfileBrent Carlton Williams is a financial professional with over 14 years of experience in the industry. Brent is currently registered with Lincoln International LLC and is also registered with the states of California, Illinois, New York, and Texas. Brent has held previous positions with Teneo Securities LLC and Duff & Phelps Securities LLC. Brent holds FINRA Series 7, 24, 63, 79, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
04/10/2017 - Present
Lincoln International LLC (NEW YORK NY)
NY
10/22/2013 - 05/01/2017
TENEO SECURITIES LLC (NEW YORK NY)
NY
10/13/2008 - 10/23/2013
DUFF & PHELPS SECURITIES LLC (NEW YORK NY)
BC
Issued 12/03/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/09/2014
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/10/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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