Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brent? Claim Your ProfileBrent Bernard Gottier is a registered investment advisor representative with over 39 years of experience in the financial services industry. He is currently associated with Osaic Advisory Services, LLC, and holds a variety of licenses and certifications, including Series 7, 3, 63, 65, 9, 10, 24, 27, 28, 4, 8, 99TO, 6TO, and SIE. Brent has a strong track record of providing financial advice to individuals, families, and businesses. He specializes in portfolio management, financial planning, pension consulting, and educational seminars. Brent is committed to providing his clients with personalized financial advice and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
GA
11/08/2024 - Present
Osaic Advisory Services, LLC (ATLANTA GA)
CT
11/06/2020 - 06/14/2024
SECURITIES AMERICA, INC. (Windsor CT)
CT
07/09/2019 - 11/06/2020
KMS FINANCIAL SERVICES, INC. (Windsor CT)
CT
02/28/2012 - 07/11/2019
CETERA ADVISORS LLC (WINDSOR CT)
CT
10/06/2006 - 02/28/2012
PACIFIC WEST SECURITIES, INC. (WINDSOR CT)
CT
03/08/2006 - 10/13/2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (GLASTONBURY CT)
CT
07/06/2001 - 03/08/2006
ADVEST, INC. (WINDSOR CT)
CT
06/26/2000 - 07/09/2001
WEBSTER INVESTMENT SERVICES, INC. (KENSINGTON CT)
CT
04/25/1997 - 06/23/2000
MECHANICS INVESTMENT SERVICES, INC. (HARTFORD CT)
TX
12/12/1994 - 07/17/1997
U.S. CLEARING CORP. (DALLAS TX)
NY
04/30/1991 - 12/13/1994
BANCA IMI SECURITIES CORP. (NEW YORK NY)
NA
02/27/1990 - 04/30/1991
MABON, NUGENT & CO.
NY
01/29/1985 - 03/17/1990
SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)
IA
Issued 01/05/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/30/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 28 - Introducing Broker/Dealer Financial Operations Principal Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/25/1996
Series 27 - Financial and Operations Principal Examination
BC
Issued 10/08/1996
Series 4 - Registered Options Principal Examination
BC
Issued 03/10/1995
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 11/28/1990
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/05/1985
Series 3 - National Commodity Futures Examination
BC
Issued 01/19/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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