Unclaimed
Brent Austin Thomas is a financial advisor with Houlihan Lokey Capital, Inc., who has been active in the industry since March 6, 2022. Brent has Series 63, Series 79TO, and SIE licenses and is registered with the state of Texas. Brent's main office is in Dallas, TX.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
03/07/2022 - Present
Houlihan Lokey Capital, Inc. (Dallas TX)
BC
Issued 01/28/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/07/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/17/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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