Unclaimed
Brent Anthony Lawrence is a financial advisor who has been in the industry since August 2013. He is registered in California, Florida, New York, and Texas and holds the Series 63, Series 79, and SIE licenses. Brent Lawrence is currently employed by Rainmaker Securities, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
08/22/2013 - Present
Rainmaker Securities, LLC (Manhattan Beach CA)
BC
Issued 09/30/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/21/2013
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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