Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brent? Claim Your ProfileBrent Andrew Simpson is an active investment advisor representative and registered representative with Captrust, based in Raleigh, North Carolina. Brent has been in the financial services industry since 2013 and has passed exams for the Series 6, 7, and 63 licenses. He also holds a Series 65 license for Investment Advisor Representatives. Previously, Brent was with First Allied Securities, Inc. in San Diego, California. He has extensive experience in providing financial planning and investment advice to individuals, businesses, corporations, insurance companies, charitable organizations, and pension plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NC
08/05/2016 - Present
Captrust (RALEIGH NC)
CA
12/02/2013 - 06/29/2016
FIRST ALLIED SECURITIES, INC. (SAN DIEGO CA)
BC
Issued 12/21/2013
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 12/21/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/10/2016
Series 7 - General Securities Representative Examination
BC
Issued 11/30/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Brent Simpson is the right advisor for you? Invested Better is here to help.
