Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brent? Claim Your ProfileBrent Peddy is a financial professional with over 20 years of experience in the industry. Brent is currently a registered representative with Pruco Securities, LLC. Brent also has experience with firms such as Hewitt Financial Services LLC and UVEST Financial Services Group, Inc. Brent has earned the Series 4, 6, 7, 24, 27, 53, and 66 licenses and also holds the Series 63 license in North Carolina. Brent’s areas of specialization include securities, investment advisory, and financial planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Compensation from lpl enterprise, llc
1
2
NC
03/08/2011 - Present
Pruco Securities, LLC (CHARLOTTE NC)
NC
09/14/2007 - 02/25/2011
NEXITY FINANCIAL SERVICES, INC. (BELMONT NC)
NC
03/03/2006 - 05/14/2007
HEWITT FINANCIAL SERVICES LLC (CHARLOTTE NC)
NC
09/07/2004 - 02/06/2006
UVEST FINANCIAL SERVICES GROUP, INC. (CHARLOTTE NC)
NJ
07/17/2000 - 08/25/2003
HARRIS INVESTOR SERVICES LLC (JERSEY CITY NJ)
NY
01/22/1998 - 07/06/2000
J.C. BRADFORD & CO. (NEW YORK NY)
KS
10/29/1993 - 01/13/1995
WADDELL & REED, INC. (OVERLAND PARK KS)
BOTH
Issued 03/16/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/06/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/21/2006
Series 27 - Financial and Operations Principal Examination
BC
Issued 02/15/2001
Series 4 - Registered Options Principal Examination
BC
Issued 07/07/1998
Series 53 - Municipal Securities Principal Examination
BC
Issued 03/10/1998
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/16/1998
Series 7 - General Securities Representative Examination
BC
Issued 10/28/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Brent Peddy is the right advisor for you? Invested Better is here to help.
