Unclaimed
Brent Babbitt is a financial professional with over 29 years of experience in the industry. He has held positions at Equitable Advisors, LLC, and AXA Advisors, LLC. Brent is currently registered with Equitable Advisors, LLC, and holds Series 6, 63, 26, 6TO, and SIE licenses. He is committed to providing his clients with a range of financial services, including financial planning, portfolio management, pension consulting, and educational seminars. Brent specializes in providing financial advice to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NC
02/17/2023 - Present
Equitable Advisors, LLC (CHARLOTTE NC)
NY
01/24/1994 - 12/31/1999
AXA ADVISORS, LLC (NEW YORK NY)
NY
01/24/1994 - 12/31/1999
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
BC
Issued 12/13/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/22/2023
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 02/17/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/06/2023
SIE - Securities Industry Essentials Examination
BC
Issued 01/21/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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