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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brent? Claim Your ProfileBrent Ward is a financial advisor registered with Foundations Investment Advisors LLC, a firm located in Phoenix, Arizona. Brent Ward has been in the industry since 1999 and holds a Series 6, 7 and 63 license. Brent Ward's firm offers financial planning, educational seminars, and portfolio management services for individuals and other investment advisors. They have 4200 high-net-worth individuals and 19804 individuals other than high-net-worth as clients. The firm manages more than $6.7 Billion in assets.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
10/07/2024 - Present
Foundations Investment Advisors LLC (Wilton CA)
CA
12/04/2014 - 05/03/2016
FSC SECURITIES CORPORATION (ELK GROVE CA)
CA
03/31/2008 - 12/09/2014
THE O.N. EQUITY SALES COMPANY (ELK GROVE CA)
CA
12/01/2006 - 02/06/2008
SECURITIES MANAGEMENT & RESEARCH, INC. (ELK GROVE CA)
CA
05/12/2005 - 11/17/2006
AMERITAS INVESTMENT CORP. (ELK GROVE CA)
CA
01/25/2000 - 10/16/2003
LONDON PACIFIC SECURITIES, INC. (SACRAMENTO CA)
CA
01/01/1999 - 01/25/2000
MACKEN SECURITIES, INC. (ROSEVILLE CA)
MA
11/05/1998 - 02/12/1999
SIGNATOR INVESTORS, INC. (BOSTON MA)
VT
09/17/1997 - 10/14/1998
EQUITY SERVICES, INC. (MONTPELIER VT)
IA
Issued 08/21/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/31/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/07/1999
Series 7 - General Securities Representative Examination
BC
Issued 09/10/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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