Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brent? Claim Your ProfileBrent Allen Brown is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Brent has over 30 years of experience in the financial industry, having worked at several well-known firms. Brent is registered to provide investment advice in multiple states including Texas, California, Florida, Illinois, Michigan, New York, Ohio, Puerto Rico, South Carolina, and Tennessee. Brent is a Series 6, 7, 31 and 63 licensed financial advisor. Brent also holds the Series 65 and SIE licenses. Brent's expertise spans a wide range of financial services, including portfolio management, pension consulting, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
06/27/2023 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (SOUTHLAKE TX)
TX
05/30/2008 - 06/29/2023
WELLS FARGO CLEARING SERVICES, LLC (SOUTHLAKE TX)
TX
05/02/2001 - 06/03/2008
WELLS FARGO INVESTMENTS, LLC (ARLINGTON TX)
CA
01/10/1997 - 05/02/2001
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
NY
04/24/1996 - 01/17/1997
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
RI
04/29/1993 - 04/23/1996
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
MA
04/20/1992 - 07/27/1992
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
04/20/1992 - 07/27/1992
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
IA
Issued 05/08/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/09/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/24/1996
Series 31 - Futures Managed Funds Examination
BC
Issued 09/20/1993
Series 7 - General Securities Representative Examination
BC
Issued 04/16/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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