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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brent? Claim Your ProfileBrent Banker is a financial advisor with Ameriprise Financial Services, LLC in THE WOODLANDS, TX. Brent has been in the industry since 1995. Brent is licensed to provide financial advice in a variety of states including Arizona, Arkansas, California, Iowa, Louisiana, Missouri, New Mexico, North Carolina, Ohio, Pennsylvania, Texas and Washington. Brent has passed the following FINRA exams: Series 6, Series 7, Series 63, Series 66 and SIE. Brent's previous employers include WELLS FARGO ADVISORS, LLC and WELLS FARGO INVESTMENTS, LLC. Brent provides financial advice to individuals, high-net-worth individuals, corporations, trusts, estates, pension plans, charitable organizations, and insurance companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
02/04/2016 - Present
Ameriprise Financial Services, LLC (THE WOODLANDS TX)
TX
01/03/2011 - 01/12/2016
WELLS FARGO ADVISORS, LLC (BEAUMONT TX)
TX
09/24/2004 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (HOUSTON TX)
CA
01/03/2003 - 09/10/2004
WM FINANCIAL SERVICES, INC. (IRVINE CA)
CA
05/30/2001 - 09/03/2002
WM FINANCIAL SERVICES, INC. (IRVINE CA)
NY
05/03/1999 - 07/02/2001
PARK AVENUE SECURITIES LLC (NEW YORK NY)
NY
08/18/1997 - 05/03/1999
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
NY
11/04/1994 - 06/13/1997
MONY SECURITIES CORP. (NEW YORK NY)
BOTH
Issued 12/27/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/03/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/29/2001
Series 7 - General Securities Representative Examination
BC
Issued 11/03/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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